The seller has accumulated 12 years of experience in corporate finance and established their own firm in 2001. As a wealth advisor, he manages clients' funds, provides financial planning services, and offers tax planning and preparation assistance. The seller operates on a 100% fee-based model and…

The owner is selling to de-risk and experience a liquidity event. The ideal buyer has a broker dealer relationship and the ability to support the firm's alternative investment activities. The firm consistently adds $30M - $70M in AUM annually. Most AUM growth is derived from COIs, current client…

The main office location is an SEC-registered RIA that was founded in 1984. Most clients have been with the firm for many years and have well-established relationships with the investment team. The secondary location has been an independent RIA since 2019, after being part of a larger advisory…

The seller brings a wealth of experience to the table, having served as a registered representative for 37 years with no legitimate complaint history. The seller is known for their exceptional client service, contributing to their success over the years. Regarding client meetings, the seller offers…

The seller began his career as a high school math teacher before pursuing further education at MIT. He began his instruction at MIT in 1986 and obtained his CPA certification in 1992. Following that, he engaged in entrepreneurial ventures and established his own business in 2000. The seller holds an…